ETF Regulations Readiness Summit


April 28, 2020
AMA Conference Center | New York
#ETFRegsIEN

What to Expect


  • Gain a thorough understanding of the steps you should be taking NOW to be compliant with the ETF Rule
  • Create thorough and effective custom basket policies and procedures – everything you need to do
  • Learn how to meet all regulatory constraints for non-transparent ETFs
  • Hear today’s ETF CCOs discuss their daily challenges and success stories and learn from their experience of what to do (and not to do)
  • Get up-to-speed on all the regulatory demands of leveraged and inverse ETF products
  • Network with all the “it” people in the ETF compliance world and find out what their next moves are for staying compliant in a rapidly changing industry

Who Will You Meet?


  • From these functional areas:
  • Chief Compliance Officers
  • Compliance Officers
  • Head of Compliance, Legal, Regulation, ETFs, and Oversight
  • Head of Marketing, Sales, Products
  • Managing Directors
  • Due Diligence Executives
  • Attorneys
“Content was specific to my job and provided important detail for my role. Best conference I’ve ever attended.”
Jeff D., DWS
“Thoughtful insights. Key gatekeepers were sharing concepts for future success.”
Eileen S., William Blair
“Very good networking opportunities with allocators and decision makers and good diverse content.”
Tiffany O., Smith Group Asset Management
“Very good content. Good panelists.”
Brian B., Axiom Investors

What's Different about IEN Finance Conferences?

New topics and new conversations

We work hard to bring you innovative conference topics, and invite the key players in the business to participate.

Peer-to-peer exchanges

Our events aren’t trade shows, so it's easy to connect with other attendees and speakers in an intimate setting.

Allocators, gatekeepers, …the works

We make literally hundreds of research connections to ferret out both the well-known speakers and those you’ve never heard from — but have been dying to meet.

Learning & networking that bring ROI

We dig deep into each sub-topic and bring out the actionable details that you can take home. We also structure networking time to enable you to meet everyone you’d like to.
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